PE CFO Summit: An Update on SEC Marketing Rules

Event Details

When:

September 28, 2022 4:30 PM - 7:30 PM EDT

Where:

Location Name

The Riverside Company

Location Address

630 5th Ave #400
New York, NY 10111
United States

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Overview

Body

This event is exclusively for CFOs, CEOs, CAOs, and GCs of private equity firms. You must qualify to attend this event. Please fill out the registration form. We will review your application and send you a registration link if you qualify to attend.

An Update on SEC Marketing Rules

The SEC’s modernized marketing rule goes into effect on November 4^th 2022 and is the first update to the SEC’s marketing and advertising regime in almost 60 years. The SEC has signaled that it will begin conducting marketing examinations shortly after the implementation date but complying with this rule may be challenging for private equity managers.

Join PERT to hear what the experts have to say about implementing the new advertising rule, what it means for sharing net returns, and what can be done to enhance the books and records for marketing materials. Also, learn where the risks lie and how to best navigate the waters going forward.

Pricing

PERT Members: Free
Non PERT Members: $100

Wednesday, September 28

4:30–5:45 p.m. (EDT) — Panel Discussion

The Riverside Company, Rockefeller Office

630 5^th Ave, #400, New York, NY 10111

6:00–7:30 p.m. (EDT) — Cocktail Reception

Quality Bistro

120 W 55th St, New York, NY 10019

Interested in becoming a sponsor?

Contact Kaitlyn Gregorio to learn more about Sponsorship Opportunities.

Speakers

Igor Rozenblit

Iron Road Partners

Managing Director

Igor is a leading expert in financial regulation who helped shape the U.S. Securities and Exchange Commission’s regulatory approach to the private capital markets. While at the SEC he held various leadership positions including, Fellow in the Division of Enforcement’s Asset Management Unit, founder and co-head of the Division of Examinations’ Private Funds Unit and co-lead for the agency’s inter-divisional Private Fund Specialized Working Group.

Dina Colombo

GreyLion Capital

Partner, COO & CFO

Prior to GreyLion, Dina was Chief Financial Officer & Managing Director of CCMP Capital Advisors. Previously, she held a variety of responsibilities at JPMorgan Partners, including investor reporting, investment structuring, portfolio management, financial control, and valuation.

Béla Schwartz

The Riverside Company

CFO

Prior to joining Riverside, Béla was the VP of Finance at Bassini, Playfair & Associates LLC, an emerging market private-equity firm specializing in Latin America; CFO/Treasurer of The Clipper Group, L.P., Windward Capital Partners, L.P. and Securitas Capital, LLC.

Hosted by: ACG

Chapter

Global