PE Roundtable: SEC Virtual Update

PE Roundtable - Virtual SEC Update 

Wednesday, December 6, 2023

1:00pm PT | 3:00pm CT | 4:00pm ET

Please join us for a virtual SEC Update on Wednesday, December 6th with:

• Alex Bradford, Partner, Audit Services, RSM
• Hardy Callcott, Partner, Sidley Austin LLP
• Vadim Glukhovsky, Assistant Regional Director, Division of Examinations, US Securities and Exchange Commission
• Kristin Snyder, Partner, Debevoise & Plimpton LLP
• Jon Waterman, Partner - National Asset Management Practice Leader, RSM US LLP

This webinar will provide an in-depth look at the latest Securities and Exchange Commission (SEC) updates affecting private equity professionals. We'll be breaking down complex rules into digestible insights with real-world case studies, helping to equip you to meet the SEC's evolving regulatory environment.

Here’s what you can expect from this session:

Comprehensive SEC Update Analysis: Learn through our accomplished panel of the pivotal changes in SEC regulations, their implications on your business, and the proactive measures needed for continued compliance. Our discussion will cover:

• Private Funds Rule
• AI and Predictive Analytics Regulations
• Marketing Rules, including Investment Advisor Marketing Rule, Custody Rule, Outsourcing Regulations, and ESG and Climate Investment Advisor Rule
• Form PF Regulations

Engaging Case Studies: Dive into real-life scenarios that illustrate how these new regulations are being applied and the potential consequences of non-compliance.

Exam Preparation Tips: Hear expert advice on how to best prepare for your upcoming exams, with a focus on the new SEC updates.

Interactive Q&A Session: Have your questions answered by our panel of experts during the live Q&A session. (Time-permitting)

Whether you're a seasoned professional or new to the industry, this webinar will offer valuable insights to enhance your understanding of the SEC's ever-changing regulations.

Don't miss out on this opportunity to get ahead of the curve and ensure your compliance with the latest SEC updates. Reserve your spot today by clicking on the link below:

REGISTER NOW

We look forward to your participation!