PE Roundtable - SEC Update

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Event Details

When:

November 2, 2022 1 PM - 2 PM PDT

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Overview

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Please join ACG San Francisco and RSM US LLP for a virtual PE Roundtable on Wednesday, November 2, from 1:00 to 2 :00 PM Pacific with:
 
Partner, Debevoise & Plimpton LLP
 
Examination Manager/Supervisory Attorney at U.S. Securities and Exchange Commission
Partner, Sidley Austin LLP
Partner - Financial Advisory Services, RSM US LLP

The following topics will be covered:
  • SEC Update
    • New regulations including Private Fund Disclosures
    • Examination of SEC priorities and recent risk alerts
    • SEC enforcement update
    • Investment adviser marketing rules
      • SEC ESG proposals for investment advisers
  • Top five issues Chief Compliance offices should be focusing on
  • Examination and enforcement lesson learned and best practices
    • Cybersecurity; Fees and expenses; Affiliated service providers; Valuation of illiquid investments; Material nonpublic information; IA custody
  • High priority issues the SEC may likely focus on in the coming twelve months

Speakers

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Kristin Snyder

Debevoise & Plimpton LLP
Partner
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Vadim Glukhovsky

U.S. Securities and Exchange Commission
Examination Manager/Supervisory Attorney
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Hardy Calcott

Sidley Austin LLP
Partner
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Jon Waterman

Financial Advisory Services, RSM US LLP
Partner
Hosted by: ACG
Chapter
San Francisco

Sponsors

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