PE Roundtable: SEC Virtual Update, December 5th 2024

PE Roundtable - Virtual SEC Update 

Thursday, December 5, 2024

12:00pm PT | 2:00pm CT | 3:00pm ET

Join us for an insightful webinar where we will delve into the latest developments in the financial regulatory landscape, offering a comprehensive overview of key topics influencing the industry today.

Key discussion points will include:

• SEC Priorities, Rulemaking Initiatives, and Enforcement Actions: SEC's agenda, recent enforcement actions, and compliance implications.
• Significant Cases Released at the Fiscal Year's End: Notable SEC cases and enforcement trends.
• AI's Impact on the Funds Industry: AI's role in risk management, trading, customer service, and related challenges.
• Potential Regulatory Changes Resulting from the Election: Post-election shifts in regulatory priorities and their impact on financial regulation and tax policies.

This webinar is a must-attend for financial professionals who need to stay ahead of regulatory changes and understand their implications on the industry. Equip yourself with the knowledge to navigate these complex issues confidently. Don't miss out on this opportunity to hear from seasoned experts and gain practical insights into the evolving regulatory environment. Register today to secure your spot!

Panel:

• Alex Bradford, Partner, Audit Services, RSM
• Hardy Callcott, Partner, Sidley Austin LLP
• Vadim Glukhovsky, Assistant Regional Director, Division of Examinations, US Securities and Exchange Commission
• Kristin Snyder, Partner, Debevoise & Plimpton LLP
• Jon Waterman, Partner - National Asset Management Practice Leader, RSM US LLP